TEMPLATE

ISO 42001 Gap Analysis Checklist

A rapid self-assessment tool for the AI Management System standard.

Context of the Organisation

  • Understanding context:
    Have we defined external/internal issues relevant to AI?
  • Interested Parties:
    Have we identified stakeholders and their AI requirements?
  • Scope:
    Is the scope of the AI Management System (AIMS) clearly defined?

Leadership

  • Commitment:
    Has top management signed off on an AI Policy?
  • Roles:
    Is there a designated "AI Ethics Officer" or owner?

Planning (Risk Management)

  • AI Impact Assessment:
    Do we have a methodology for scoring AI risks?

Operation

  • Data Management:
    Procedures for data cleaning, labeling, and lineage defined?